Disclosures & Regulatory

About the Adviser

InnovationStrat Wealth, LLC — State of [STATE]. Acting in a fiduciary capacity for advisory clients.

Public regulatory filings: SEC Investment Adviser Public Disclosure (IAPD)

Required Filings

• Form ADV Part 2A (Brochure) — services, fees, conflicts, disciplinary history. (placeholder file path; replace after filing)
• Form ADV Part 2B (Brochure Supplement) — biographical information for advisory personnel.
• Form CRS (Customer Relationship Summary) — plain-language summary of relationships and conflicts.
• Privacy Policy (Reg S-P) — how we collect, use, and protect non-public personal information.

Fiduciary Standard

For advisory clients we act as a fiduciary under the Investment Advisers Act of 1940, meaning we must act in your best interest, disclose material conflicts of interest, and seek best execution on your behalf.

Marketing Rule (Rule 206(4)-1)

This site, our blog, and our social-media presence are subject to the SEC Marketing Rule. The following representations on this site:

• Are not testimonials or endorsements unless explicitly labeled as such with the disclosures the rule requires.
• Do not include any actual or hypothetical performance data unless the supporting time period, methodology, fees, and material risks are disclosed alongside.
• Tools are illustrative and present hypothetical outputs only — see each tool page for inputs and assumptions.

Advisory vs Consulting Practice

InnovationStrat Wealth, LLC operates two distinct practice lines:

• Wealth advisory (RIA) — investment advice and financial planning offered under fiduciary standard.
• Consulting — operational and strategic engagements (healthcare RPM/BHI, family-office operations, climate-resilience) that are not investment advisory services and do not create an advisory client relationship.

Where a single client engages us in both capacities, the dual relationship and any fee coordination is documented in writing and disclosed in Form ADV Part 2A.

Fees

Specific terms for any engagement are documented in your engagement letter (and, for advisory engagements, in Form ADV Part 2A). Fee details are provided during your initial consultation.

General

The information on this site is for general educational purposes and is not investment, tax, or legal advice. No advisory client relationship is formed by reading this site or by submitting the contact form. Past performance is not indicative of future results.